The FINRA Investment Company/Variable Contracts
Representative limited registration allows a registered
representative to sell mutual funds and variable life and
annuity products. The two-day comprehensive pre-license
course covers securities, markets, investment companies,
taxation, customer accounts, variable insurance, retirement
plans and industry regulations in plain English.
The two-day class begins every Monday. For first-try pass,
Series 6 requires about eight hours of pre-study and eight to
twele hours of post-class review. You should plan to pass
the FINRA exam within the week following class. With
diligent pre-study, many candidates do the class Monday -
Tuesday, review Wednesday and pass the FINRA exam on
Thursday.
Representative limited registration allows a registered
representative to sell mutual funds and variable life and
annuity products. The two-day comprehensive pre-license
course covers securities, markets, investment companies,
taxation, customer accounts, variable insurance, retirement
plans and industry regulations in plain English.
The two-day class begins every Monday. For first-try pass,
Series 6 requires about eight hours of pre-study and eight to
twele hours of post-class review. You should plan to pass
the FINRA exam within the week following class. With
diligent pre-study, many candidates do the class Monday -
Tuesday, review Wednesday and pass the FINRA exam on
Thursday.
Investment Adviser Representative (IAR) registration is
required for financial planners and other fee-based financial
consultants. The Fast-Start pre-license course covers the
Uniform Securities Act, federal laws and SEC rules,
economics, financial statements and portfolio construction.
Series 66 combines Series 63 and 65 in a single exam.
Series 7 is a co-requisite for Series 66.
This three-day class occurs monthly. To pass the Investment
Adviser exam, two to six weeks of diligent pre-study and one
week of review is required. You should plan to pass your
exam within 10 days following class.
required for financial planners and other fee-based financial
consultants. The Fast-Start pre-license course covers the
Uniform Securities Act, federal laws and SEC rules,
economics, financial statements and portfolio construction.
Series 66 combines Series 63 and 65 in a single exam.
Series 7 is a co-requisite for Series 66.
This three-day class occurs monthly. To pass the Investment
Adviser exam, two to six weeks of diligent pre-study and one
week of review is required. You should plan to pass your
exam within 10 days following class.
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Series 63 qualification is required by most states as a
component of registration as a securities agent (Series 6,
Series 7, etc.) or adviser (Series 65/66). The Fast-Start
pre-license course covers the Uniform Securities Act in plain
English.
The one day class does not require pre-study. Four to eight
hours of review with practice exam questions is required. You
should plan to pass your exam the day after class.
component of registration as a securities agent (Series 6,
Series 7, etc.) or adviser (Series 65/66). The Fast-Start
pre-license course covers the Uniform Securities Act in plain
English.
The one day class does not require pre-study. Four to eight
hours of review with practice exam questions is required. You
should plan to pass your exam the day after class.
Series 26 is for management and supervisory personnel who
supervise only Series 6 Representatives.
The two-day pre-license class occurs monthly. Series 26
candidates must commit to two weeks of pre-study and one
week of reviewy. You should plan to pass your exam within
ten days following class.
supervise only Series 6 Representatives.
The two-day pre-license class occurs monthly. Series 26
candidates must commit to two weeks of pre-study and one
week of reviewy. You should plan to pass your exam within
ten days following class.
| FINRA General Securities Representative registration allows a registered representative to sell all investment products. The Fast-Start pre-license course covers corporate equity and debt securities, real estate investment trusts, options, municipal securities, government securities, open-end and closed-end investment companies, variable contracts, real estate securities, limited partnerships and direct participation programs. The five-day Fast-Start pre-license class occurs monthly. To pass the FINRA exam, Series 7 candidates must commit to two to six weeks of diligent pre-study and one week of review. You should plan to pass your exam within ten days following class. |
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| Sara E. "...I did self-study for my Series 7 & 66. If I could go back, I would have saved myself months of studying if I would have just come to the Financial Academy. Great course and highly recommended!" |
| FINRA Series 24 is for officers, supervisors and managers of Series 7 General Securities Representatives. Generally, personnel involved in the day-to-day management or operation of a FINRA member firm’s investment banking or securities business would require this certification. The two-day class occurs monthly. Series 24 candidates must commit to two to six weeks of diligent pre-study and one week of review. You should plan to pass your exam within ten days following class. |